SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of
Report (Date of earliest event reported): June 2, 2010
NEOSTEM,
INC.
(Exact
Name of Registrant as Specified in Charter)
|
Delaware
(State
or Other Jurisdiction of
Incorporation)
|
0-10909
(Commission
File
Number)
|
22-2343568
(IRS
Employer
Identification
No.)
|
420 Lexington Avenue, Suite
450, New York, New York 10170
(Address
of Principal Executive Offices)(Zip Code)
(212)
584-4180
Registrant's
Telephone Number
Check
the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2.
below):
¨
Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
¨ Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant
to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant
to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item
7.01
|
Regulation
FD Disclosure.
|
NeoStem,
Inc. (the "Company") intends to use a slide presentation at its 2010 Annual
Meeting of Stockholders to be held on June 2, 2010. The slide presentation is
attached hereto as Exhibit 99.1.
The
information in this Current Report on Form 8-K under Item 7.01 is being
furnished pursuant to Item 7.01 of Form 8-K and, in accordance with General
Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K,
including, without limitation, the slide presentation attached hereto as Exhibit
99.1, shall not be deemed “filed” for the purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities of that section, provided, however, that
slides 1 through 28 of the slide presentation are intended to be deemed
“filed” rather than “furnished” under the Exchange Act.
Forward Looking
Statements
This
Current Report on Form 8-K, including Exhibit 99.1, contains forward-looking
statements made pursuant to the safe harbor provisions of the Private Securities
Litigation Reform Act of 1995. Forward-looking statements typically
are identified by use of terms such as "may," "will," "should," "plan,"
"expect," "anticipate," "estimate" and similar words, although some
forward-looking statements are expressed differently. Forward-looking
statements represent our management's judgment regarding future
events. Although the Company believes that the expectations reflected
in such forward-looking statements are reasonable, the Company can give no
assurance that such expectations will prove to be correct. All
statements other than statements of historical fact included in this Current
Report on Form 8-K are forward-looking statements. The Company cannot
guarantee the accuracy of the forward-looking statements, and you should be
aware that the Company's actual results could differ materially from those
contained in the forward-looking statements due to a number of factors,
including the statements under "Risk Factors" contained in the Company's reports
filed with the Securities and Exchange Commission.
|
Item
9.01.
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Financial
Statements and Exhibits.
|
|
(d)
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Exhibits
|
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Exhibit
No.
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Description
|
|
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99.1
|
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Slide
Presentation, dated June 2010 (Exhibit 99.1 is furnished as part of this
Current Report on Form 8-K pursuant to Item 7.01 of Form 8-K and, in
accordance with General Instruction B.2 of Form 8-K, Exhibit 99.1 shall
not be deemed to be “filed,” provided, however, that
slides 1 through 28 of Exhibit 99.1 are intended to be deemed “filed”
rather than “furnished” under the Exchange
Act).
|
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Company has duly
caused this Report to be signed on its behalf by the undersigned hereunto duly
authorized.
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NEOSTEM,
INC.
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|||
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By:
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/s/
Catherine M. Vaczy
|
||
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Name: Catherine
M. Vaczy
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|||
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Title: Vice
President and General Counsel
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Date: June
2, 2010
